Risk & Compliance
LearningEnsure risk compliance and good governance while working from home.
Access practical, interactive, and cost-effective compliance training.
Our courses are driven by practical examples and use interactive design techniques to optimise risk and compliance training for staff at all levels. Courses cover critical compliance topics such as privacy, anti-money laundering, risk and more.
During difficult times business continuity planning is the cornerstone to the survival of many business. We want to ensure that your staff can efficiently work from home whilst maintaining a high level of service to your clients. Not to mention giving you the tools to stay productive and maintain happy and healthy staff.
Maintaining compliance is now more important than ever. We have updated our compliance training to include a bundle of training modules that could be of assistance in this time of change.
How you benefit from our interactive learning program
Meet CPD Requirements
Helping you and your employees meet their CPD requirements is easier than ever. A robust training and development program improves staff retention and morale.
Training maintains values and culture
Foster an ethical and compliant culture. Empower your employees to make compliant decisions to protect you and your clients’ business from risk.
Affordable
Our courses are affordable to keep compliance burden on your firm manageable.
Accessibility
Gain access to courses online across multiple devices — laptops, tablets, smartphones. Train anytime, anywhere.
Time Management
Cut down on travel time to classrooms and sunk costs when you can't attend due to unforeseen circumstances or priorities.
Effective Learning
Smart course designs help engage learners and prevents training fatigue through short and concise courses using stories and scenarios.
Intuitive LMS
An easy to use Learning Management System which allows full control over training and development needs of your employees.
Continually updated content
Our courses are updated regularly to keep up with regulatory changes.
Easy implementation and delivery
Our courses are web-based accessible and have minimal technical requirements allowing quick implementation for seamless integration into your training program.
CISI accredited course list
The Chartered Institute for Securities & Investment is a global professional body for those who work in the financial and investment industry. It aims to set standards of conduct and ethics for participants in the securities and investments industry, and to provide qualifications for such professionals. It is a global certification and can be leveraged Worldwide as each of Thomson Reuters accredited courses counts for 1 CPD hour. View our list of CISI accredited courses (PDF)
Watch our latest Webinars on demand
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Protect your practice: Audits, Bans, Coronavrius & Data Breaches
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Data Protection and Cyber Security
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Personal Liability: In the dark about your professional obligations?
